CanadaSector-specificActive SRO since January 1, 2023 (IIROC + MFDA merger)
CIRO

Canadian Investment Regulatory Organization

Algorithmic supervision, gatekeeping, and AI-assisted order handling obligations for investment dealers.

Depth of coverage

What we know in this framework.

The specific clauses, articles, appendices and supervisory expectations we work against — anchored to primary source and maintained as the regime evolves.

01Algorithmic trading controls
02Supervision frameworks
03Outsourcing
04Books and records
How we cover it

How the firm carries CIRO into client work.

CIRO is read against the services below. Each one draws on the same compliance intelligence layer — indexed to primary source, versioned alongside the regulator, and carried into the engagement.

This framework is carried through our cross-framework control mapping. Speak with a partner for a scoped plan against your portfolio.

Related playbooks

Playbooks that ship against CIRO.

Each playbook walks from discovery through artifact — phases, controls, evidence. Agents assist the mechanical steps; specialists own the sign-off.

No standalone playbook is published for this framework yet. Our cross-framework control mapping still covers it — speak with a partner for a scoped plan.

Map your posture against CIRO.

Bring us your current documentation, controls and inventory. We will map them clause by clause against CIRO — and against every other regime your portfolio touches — and produce the evidence artifact your supervisor will read.