Applicability of Canadian Securities Laws and the Use of AI by Market Participants
Staff guidance on how Canadian securities laws apply when registrants, issuers and dealers use AI.
What we know in this framework.
The specific clauses, articles, appendices and supervisory expectations we work against — anchored to primary source and maintained as the regime evolves.
How the firm carries OSC Staff Notice 11-348 into client work.
OSC Staff Notice 11-348 is read against the services below. Each one draws on the same compliance intelligence layer — indexed to primary source, versioned alongside the regulator, and carried into the engagement.
This framework is carried through our cross-framework control mapping. Speak with a partner for a scoped plan against your portfolio.
Playbooks that ship against OSC Staff Notice 11-348.
Each playbook walks from discovery through artifact — phases, controls, evidence. Agents assist the mechanical steps; specialists own the sign-off.
No standalone playbook is published for this framework yet. Our cross-framework control mapping still covers it — speak with a partner for a scoped plan.
Map your posture against OSC Staff Notice 11-348.
Bring us your current documentation, controls and inventory. We will map them clause by clause against OSC Staff Notice 11-348 — and against every other regime your portfolio touches — and produce the evidence artifact your supervisor will read.